Quang T. Phan, CFP®
CUSO Financial Services, L.P.
at Excite Credit Union
CA Insurance #OD87361
I can assist you with:
Retirement planning and retirement plan rollovers / 401(k) investment consultation / Estate planning / Mutual funds / Brokerage services / Insurance / College education planning / Individual retirement accounts (IRA)
Check the background of this investment professional on FINRA BrokerCheck
As a CERTIFIED FINANCIAL PLANNER™ practitioner, Quang Phan holds the CFP® certification which identifies professionals who have met professional standards and agreed to adhere to CFP Board’s Code of Ethics and Professional Responsibility.
A Northern California native, Quang brings a rich and diverse background to his position as an Investment Advisor. Initially, from Hong Kong, he grew up in San Jose and earned his bachelor’s degree from the California State University, Chico. He began his investment career at Foresters Equity Services and at Bank of America Investments.
For Quang, being a successful investment advisor is about helping our members make sound and informed decisions about their investments to pursue their financial goals. “Helping our Members and providing value on a greater level,” he says is why he decided to be part of Excite Credit Union.
The first and most important step in the investment planning process is listening to our member’s needs and understanding what is important to each member’s personal situation.
“My goal is to tailor a financial plan that will address all the concerns and needs of the individual member which is the result of cultivating a close and personal long-term relationship.” – Quang
Quang currently resides in San Jose with his wife and three children.
Quang is ready to work with you one on one to assess your financial situation and develop a strategic plan to help meet your financial goals. He works exclusively with members who live and work in the Bay Area. To schedule an appointment please call 408.979.2478.
For more information on Quang’s CFP® designation, please visit letsmakeaplan.org.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial PlannerTM, and CFP®; in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
*Non-deposit investment products and services are offered through CUSO Financial Services, L.P. (“CFS”), a registered broker-dealer (Member FINRA / SIPC) and SEC Registered Investment Advisor. Products offered through CFS: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk including possible loss of principal. Investment Representatives are registered through CFS. The Credit Union has contracted with CFS to make non-deposit investment products and services available to credit union members.
Financial Advisors are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will be made only upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States.
CFS representatives do not provide tax or legal guidance. For such guidance please consult with a qualified professional. Information shown is for general illustration purposes and does not predict or depict the performance of any investment or strategy. Past performance does not guarantee future results.